Mike Graziano
IMAG Consulting Partner

Mike Graziano is a seasoned compliance professional with substantial experience in banking, bank holding company, investment banking and securities firms.   He offers clients practical solutions built on years of professional experience.   

Since 2004, Mike served as the Senior Vice President and Head of Compliance of the Global Banking and Markets Division of Royal Bank of Scotland in New York where he developed the regulatory compliance programs for both the banking and securities areas.  Prior to RBS, he was Senior Vice President and Compliance Officer for Citibank’s Corporate and Investment Banking Group where he specialized in the areas of Anti-Money Laundering, Anti-Tying Arrangements and Regulation W.   Mike also held senior compliance positions at Bank Austria, Credit Suisse First Boston and Lehman Brothers. 

Mike was a lieutenant in the Navy.  He holds a MBA from Fordham and a BA from Adelphi.  He also attended the University of Copenhagen in Denmark.  Mike’s FINRA licenses include Series 4, 7, 8, 24, 53, and 63.  He is a member of the International Bank Regulatory Compliance Committee, the Institute of International Bankers Compliance Committee and the SIFMA Compliance and Legal Division.