Trusted Guidance: Compliance Programs
and Compliance Risk Management
For over 20 years, IMAG has provided the highest level of subject matter expertise, knowledge transfer and advice to major global and US financial institutions to help them maintain effective, risk based, sustainable compliance programs and remediate compliance programs subject to adverse regulatory action. We act as advisor to boards, senior management, compliance and AML directors and to Project Management Offices. Our solutions have assisted clients in successfully meeting regulatory compliance examination and audit requirements.
Regulatory Compliance Programs:
Business Driven, Risk Based and Sustainable
- Business Driven: we ensure that compliance programs are fully integrated with business, product, service and delivery platforms. Business driven compliance program are readily accepted within the institution’s business culture;
- Risk Based: we assist in developing Enterprise-wide Compliance Risk Management Programs. We combine our regulatory knowledge with our compliance and operational risk expertise to ensure that regulatory compliance program are risk based and sustainable.
AML, BSA and Sanctions Programs:
Metrics-based and Effective
An IMAG core strength is in developing, strengthening and remediating AML, BSA, OFAC and global sanctions compliance programs. AML is under the most intense scrutiny by global and US regulatory agencies. To assist our clients meet the heightened regulatory standards, we develop and improve the analytical tools, metrics and data which are required for management to evaluate Compliance Program effectiveness.